Issuer Specific Disclosures of Conflicts of Interest

Listed below are relevant disclosures identifying conflicts of interest and financial interest in relation to issuers covered by SOVA Capital Research.

 

Key to relevant disclosures

1 The analyst(s) involved in the production of this report, has a personal shareholding or other significant financial interest in the securities of the relevant issuer.
2 The analyst(s) involved in the production of this report, has received compensation from the relevant issuer in the 12 months prior to the release date of this research report.
3 A company within the ROSSIUM Group or an affiliated company has a shareholding exceeding 1% of the total issued share capital in the relevant issuer.
4 SOVA Capital Limited or a company within its group is a provider of liquidity and/or a market maker in the securities of the relevant issuer at the time this research report was published. A company within the ROSSIUM Group will buy and sell securities of the relevant issuer on a principal basis.
5 A company within the ROSSIUM Group has been lead manager or co-lead manager over the previous 12 months of a publicly disclosed offer of securities of the relevant issuer.
6 Otkritie Broker is an affiliate of Otkritie Holding JSC and as a company within Otkritie Group has been lead a manager or a co-lead manager of the SPO of PJSC “RPC UWC”. We hereby confirm SOVA Capital Limited has not participated in this project and has not received any remuneration from this deal.
7 A company within the ROSSIUM Group is party to an agreement (that has been in effect during the previous 12 months) with the relevant issuer relating to the provision of investment banking services.
8 A company within the ROSSIUM Group is party to an agreement with the relevant issuer relating to the production of research, although the timing and content of the research is exclusively the preserve of SOVA Capital Research.
9 The contributing analyst has received or purchased shares of the relevant issuer prior to a public offering of those shares.

 

Disclosures table, data for 19/11/2018

Issuer Ticker Disclosures SOVA Capital Research Recommendation
ALROSA ALRS RX 4 Buy 10/08/2018
Hold 24/07/2017
Sell 29/05/2017
Hold 22/03/2017
Buy 30/08/2016
Hold 07/07/2015
Buy 02/04/2012
Bank St. Petersburg BSPB RM 4 Buy 09/12/2016
Hold 17/03/2015
Buy 06/12/2012
Hold 30/08/2012
Sell 05/06/2012
Hold 04/04/2012
Buy 02/04/2012
Hold 30/01/2012
Buy 12/12/2011
Detskiy Mir DSKY RX Buy 14/07/2017
EPAM Systems EPAM US 4 Sell 08/02/2018
Hold 11/02/2015
Buy 06/06/2012
Hold 04/04/2012
Buy 02/04/2012
Evraz plc EVR LN 4 Sell 27/07/2018
Buy 05/04/2017
Hold 09/11/2016
Sell 29/08/2016
Hold 11/05/2016
Sell 17/02/2016
Hold 23/09/2015
Buy 22/09/2015
Hold 21/10/2014
Buy 05/06/2014
Hold 12/12/2013
Buy 02/04/2012
Gazprom GAZP RX 4 Buy 04/09/2018
Hold 03/03/2017
Buy 27/05/2015
Hold 04/02/2015
Buy 10/11/2014
Gazprom (GDR) OGZD LI 4 Buy 04/09/2018
Hold 03/03/2017
Buy 27/05/2015
Gazprom Neft SIBN RX 4 Buy 29/06/2018
Hold 19/03/2012
Sell 12/12/2011
Halyk Bank HSBK LI 4 Buy 20/03/2018
Hold 26/02/2018
Buy 01/02/2018
Hold 24/07/2015
Inter RAO IRAO RX 4 Buy 06/08/2018
Hold 01/10/2012
Buy 17/07/2012
Hold 23/02/2012
Buy 12/12/2011
KazMunaiGas EP KMG LI 4 Buy 02/03/2017
Lenta Group LNTA LI 4 Buy 19/04/2018
Hold 27/04/2016
Buy 17/02/2016
Hold 14/10/2015
Buy 21/05/2014
Lukoil LKOD LI 4 Buy 03/02/2015
Lukoil (locals) LKOH RX 4 Buy 27/05/2015
Luxoft LXFT US 4 Hold 14/02/2018
Buy 24/07/2013
M.video MVID RX 4 Buy 14/11/2016
Magnit MGNT LI 4 Hold 05/07/2018
Sell 26/01/2018
Hold 08/12/2017
Sell 27/10/2017
Hold 30/01/2017
Buy 20/01/2017
Hold 10/01/2017
Buy 28/07/2016
Hold 11/04/2016
Buy 17/02/2016
Hold 14/10/2015
Buy 03/02/2014
Hold 04/04/2013
Buy 18/10/2012
Hold 10/09/2012
Buy 09/07/2012
Hold 02/07/2012
Buy 18/04/2012
Hold 04/04/2012
Buy 02/04/2012
Hold 12/03/2012
Buy 12/12/2011
Magnit (locals) MGNT RM Hold 05/07/2018
Sell 26/01/2018
Hold 11/12/2017
Sell 27/10/2017
Hold 30/01/2017
Buy 28/07/2016
Hold 09/06/2016
Buy 18/03/2015
Mail.ru MAIL LI 4 Buy 17/04/2017
Hold 21/10/2014
Buy 18/03/2013
Hold 11/02/2013
Buy 12/12/2011
MMK MMK LI 4 Buy 27/07/2018
Hold 03/10/2017
Buy 02/06/2017
Hold 06/12/2016
Buy 09/11/2016
Hold 29/08/2016
Buy 17/02/2016
Hold 06/11/2015
Buy 18/06/2015
Hold 21/11/2014
Buy 23/05/2012
Hold 04/04/2012
Buy 02/04/2012
Hold 12/12/2011
Moscow Exchange MOEX RM 4 Buy 03/08/2018
Hold 09/11/2017
Buy 05/06/2017
Hold 03/03/2017
Buy 05/04/2016
Hold 14/05/2015
Buy 10/03/2015
Hold 03/02/2015
Buy 22/09/2014
MTS MBT US 4 Buy 29/06/2018
Hold 19/03/2018
Buy 05/06/2017
Hold 26/10/2015
Buy 14/08/2015
Hold 27/05/2014
Buy 04/02/2014
Hold 20/08/2012
Buy 04/04/2012
Hold 02/04/2012
Buy 12/12/2011
NLMK NLMK LI 4 Hold 02/06/2017
Buy 25/04/2017
Hold 05/04/2017
Buy 31/01/2017
Hold 06/12/2016
Buy 09/11/2016
Hold 29/08/2016
Buy 06/07/2016
Hold 17/02/2016
Buy 21/10/2014
Hold 10/06/2013
Sell 14/05/2013
Hold 21/11/2012
Buy 04/04/2012
Hold 02/04/2012
Buy 12/12/2011
Norilsk Nickel MNOD LI 4 Buy 30/05/2018
Hold 22/01/2016
Buy 30/05/2014
Hold 18/03/2014
Sell 11/03/2014
Hold 10/03/2014
Sell 21/02/2014
Hold 20/02/2014
Sell 06/05/2013
Buy 01/10/2012
Hold 04/04/2012
Buy 02/04/2012
Hold 23/02/2012
Nostrum Oil & Gas NOG LN Hold 08/02/2018
Buy 13/05/2016
Novatek NVTK LI 4 Hold 04/02/2015
Sell 25/09/2014
Novatek (locals) NVTK RX 4 Hold 27/05/2015
Obuv Rossii OBUV RX Hold 31/08/2018
O'Key Group OKEY LI 4 Hold 29/08/2017
Sell 30/01/2017
Hold 03/05/2016
Sell 30/11/2015
Hold 17/10/2012
Buy 04/04/2012
Hold 02/04/2012
Buy 12/12/2011
QIWI QIWI US 4 Buy 02/06/2014
Rosneft ROSN LI 4 Hold 09/11/2018
Buy 25/07/2018
Hold 16/05/2018
Buy 02/11/2016
Hold 03/02/2015
Rosneft (locals) ROSN RX 4 Hold 09/11/2018
Buy 25/07/2018
Hold 16/05/2018
Buy 02/11/2016
Hold 27/05/2015
Rostelecom RTKM RX 4 Buy 02/11/2017
Hold 05/06/2017
Sell 29/03/2017
Hold 09/08/2016
Buy 16/02/2016
Hold 21/08/2012
Sell 04/04/2012
Hold 02/04/2012
Sell 13/12/2011
Rusagro AGRO LI 4 Hold 19/04/2017
Buy 03/05/2016
Hold 25/03/2016
Buy 04/02/2015
RusHydro HYDR RX 4 Hold 04/09/2012
Buy 04/04/2012
Hold 02/04/2012
Buy 12/12/2011
Sberbank SBER RM 4 Buy 12/04/2018
Hold 10/11/2017
Buy 19/06/2017
Hold 14/12/2016
Buy 11/05/2016
Hold 27/11/2015
Buy 12/12/2011
Severstal SVST LI 4 Hold 21/10/2014
Buy 12/12/2013
Hold 21/11/2012
Buy 04/04/2012
Hold 02/04/2012
Buy 12/12/2011
Sistema SSA LI 4 Buy 11/02/2015
Hold 09/10/2014
Buy 12/12/2011
Surgutneftegas SNGS RX 4 Buy 27/05/2015
Hold 03/02/2015
Surgutneftegas (prefs) SNGSP RX 4 Buy 15/12/2016
Tatneft TATN RX 4 Hold 06/07/2017
Buy 02/11/2016
Hold 17/05/2016
Sell 04/12/2015
Under Review 10/03/2015
Tatneft (prefs) TATNP RX 4 Hold 26/12/2016
Buy 19/12/2016
Hold 14/12/2016
TCS Group TCS LI 4 Buy 14/06/2018
Hold 21/03/2017
Sell 02/12/2015
Hold 13/06/2014
TMK TMKS LI 4 Buy 18/05/2018
Hold 13/03/2018
Buy 01/09/2017
Hold 30/08/2017
Buy 07/02/2017
Hold 16/11/2016
Buy 18/08/2016
Under Review 26/10/2015
Buy 29/08/2014
United Wagon Company UWGN RX 4,3 Hold 03/10/2016
VEON VEON US 4 Buy 03/07/2018
Hold 11/05/2018
Buy 20/09/2017
Hold 15/09/2017
Buy 07/08/2015
Hold 06/03/2014
Buy 08/11/2013
Hold 08/03/2012
Buy 12/12/2011
VTB VTBR LI 4 Hold 10/06/2014
Buy 05/06/2013
X5 Retail Group FIVE LI 4 Buy 08/12/2017
Hold 19/10/2017
Buy 03/02/2014
Hold 25/09/2012
Buy 04/04/2012
Hold 02/04/2012
Buy 12/12/2011
Yandex YNDX US 4 Buy 13/02/2018
Hold 16/02/2016
Buy 28/10/2015
Hold 28/04/2015
Sell 11/02/2015
Hold 26/07/2013
Buy 02/04/2012

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